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Catherine Curtis

Curtis Financial Planning

Oakland, CA

CRD 1644947

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Employer firm

Curtis Financial Planning CRD 136785

$164M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Curtis Financial Planning

Oakland, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-13
  • CA RA
    APPROVED
    Since 2025-11-13

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Curtis Financial Planning Oakland CA 06/2013 Present
Previous Registrations
  • 2012-08-21 → 2013-07-22
    Clearrock Capital Llc
    Ketchum, ID
Designations
  • Certified Financial Planner
Other Names
  • Catherine Rose Disse

View on SEC IAPD

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