Gregory Alan Herzog

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bethlehem, PA
• 11/2016 → 09/2017
  Wells Fargo Clearing Services, Llc
  Bethlehem, PA
• 11/2017 → 06/2025
  Lpl Financial Llc
  Bethlehem, PA
• 11/2017 → 01/2018
  Peoples Security B & T
  Bethlehem, PA
• 06/2025 → Present
  Commonwealth Financial Network
  Waltham, MA
• 06/2025 → Present
  Lehigh Valley Investment Group
  Whitehall, PA

Previous Registrations

• 2017-11-17 → 2025-07-01
  Lpl Financial Llc
  Bethlehem, PA
  Bethlehem, PA
  San Diego, CA
  Whitehall, PA
  Allentown, PA
  Bethlehem, PA
• 2003-06-26 → 2017-11-29
  Wells Fargo Clearing Services, Llc
  Bethlehem, PA
  Bethlehem, PA
  Bethlehem, PA
  Allentown, PA
  Frackville, PA
  Hamburg, PA
  Bethlehem, PA

Other Businesses

1. Fixed insurance sales; as of 1/01/2025; 2% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-17
• S63 Uniform Securities Agent State Law Examination
  1987-04-02