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David Harrell

Ameriprise Financial Services, LLC

Falls Church, VA

Manassas, VA

Falls Church, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-26
VA RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2024-08-26
  • VA RA
    APPROVED
    Since 2009-10-05

Branch Locations

Falls Church, VA • United States

9073 Center St, Manassas, VA 20110 • United States

Falls Church, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vienna VA 10/2009 03/2020
Ameriprise Financial Services, Inc. Vienna VA 10/2009 03/2020
Ameriprise Financial Services, Llc Lake Ridge VA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Vienna, VA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Vienna, VA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Lake Ridge, VA
Previous Registrations
  • 2007-06-28 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Fairfax, VA
    Vienna, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-26
S63 Uniform Securities Agent State Law Examination 1987-04-07
  • S65 Uniform Investment Adviser Law Examination
    2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    1987-04-07
Other Names
  • Dave Harrell
  • David Harrell
  • David William Harrell

View on SEC IAPD

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