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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-23 |
| CA | RA | APPROVED | 2012-04-19 |
Branch Locations
3554 Round Barn Blvd Ste 204, Santa Rosa, CA 95403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Rosa | CA | 04/2012 | Present |
(1) 05/24/2012: Scarbrough Financial Group, LLC - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) (2) 02/24/2022 - BGA Insurance and Crump Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/26/2016 - 7 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
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