Mel Mendonca

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2005-04-12

HI RA
APPROVED

Since 2005-04-12

Branch Locations

Honolulu, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Honolulu	HI	12/2004	Present

12/2004 → Present

Linsco/Private Ledger Corp.

Honolulu, HI

Other Businesses

07/07/05 - DBA - MEL MENDONCA LLC 2. 09/23/2011 - OTHER-MUSIC - PERFORMING IN PUBLIC WITH A BAND 3. 09/23/2011- BAND,OTHER-MUSIC, PERFORMING IN PUBLIC WITH A BAND, 10%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-08
S65	Uniform Investment Adviser Law Examination	1999-10-12
S63	Uniform Securities Agent State Law Examination	1987-04-29

S66 Uniform Combined State Law Examination

2005-04-08
S65 Uniform Investment Adviser Law Examination

1999-10-12
S63 Uniform Securities Agent State Law Examination

1987-04-29

Other Names

Melvin Joseph Mendonca
Melvin Joseph Mendonca

View on SEC IAPD