Steve Allen Ruiz

Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2004-03-03

CA RA
APPROVED

Since 2004-03-03

Branch Locations

Stockton, CA • United States

4719 Quail Lake Dr., Ste. G254, Stockton, CA 95207 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Steve Ruiz	Stockton	CA	05/1985	Present
Envoy Program	Stockton	CA	05/2000	Present

05/1985 → Present

Steve Ruiz

Stockton, CA
05/2000 → Present

Envoy Program

Stockton, CA

Other Businesses

RUIZ & ASSOCIATES; 4719 Quail Lakes Drive, Suite G254; STOCKTON, CA 95207; AGENT; SELL FIXED ANUUITIES AND LIFE INSURANCE; START 05/01/1991; 80 HOURS/ MONTH; 80 HOURS/MONTH DURING TRADING.IR