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910 Madison Avenue, Covington, KY 41011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tdameritrade Inc | Cincinnati | OH | 10/2007 | 12/2018 |
| Argi Investment Services | Louisville | KY | 01/2019 | 12/2023 |
| Connetic Ventures | Covington | KY | 01/2024 | Present |
| Winner Stays, Llc | Covington | KY | 01/2023 | Present |
Mark is the Managing Director (solo) of this consulting firm specializing in helping Registered Investment Advisors (RIAs) in several areas of growing their businesses including hosting a series of networking events in several cities | states (RIA Golf Outing Tour) and he is also the Chairman of a National Study Group of Financial Advisors (Advisors Resource Co-op). 40 hours per month, start date of Jan 12, 2023.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-10-10 |
| S65 | Uniform Investment Adviser Law Examination | 1997-03-14 |
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