Best Investors
Account
Sign in
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2007-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 06/1986 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 02/1987 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER OF BELISAMA BODYWORKS, A MASSAGE THERAPY BUSINESS,71 RAILROAD PLACE, SARATOGA SPRINGS, NY. START DATE OF 4/1/08, NOT INVESTMENT RELATED, 8 HOURS PER MONTH. 3. TREASURER-CONDO ASSOCIATION, 918 OCEAN DRIVE, MIAMI BEACH, FL 33139, 2 HOURS/MO, INVESTMENT RELATED, START DATE 5/4/08. 4. 100% OWNER OF SARATOGA PROPERTY MGNT LLC LOCATED AT 9 BIRCH HILL CT. BALLSTON LAKE NY 12019. 1 HOUR/MO. INVESTMENT RELATED. 5. 100% OWNER, RENTAL PROPERTY; 918 OCEAN DR, MIAMI BEACH, FL 33139; INVESTMENT RELATED; BASIC LANDLORD/MANAGEMENT RESPONSIBILITIES; START DATE 8/15/13 (PREVIOUSLY 50% OWNER SINCE 2002) 6. OWNER, BEHHAS LLC (WMC COMP AND EA EMPLOYMENT), LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 1/19/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-04 |
Reach out to this advisor