Mark Harriman Chafee

Employer firm

Brown, Lisle/Cummings, Inc. CRD 1331

$487M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers

Brown, Lisle/Cummings, Inc.

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2009-09-15

RI RA
APPROVED

Since 2009-09-15

Branch Locations

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • UNITED STATES

56 Exchange Terrace Suite 300, Providence, RI 02903-1772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brown, Lisle/Cummings, Inc.	Providence	RI	04/2009	Present
Narragansett High School	Narragansett	RI	03/2003	Present

04/2009 → Present

Brown, Lisle/Cummings, Inc.

Providence, RI
03/2003 → Present

Narragansett High School

Narragansett, RI

Other Businesses

WALLIA PROPERTIES LLC REAL ESTATE INVESTMENT 81 HENRY CASE WAY WAKEFIELD RI 02879 REAL ESTATE - OWNER SINCE 01/2005 4 HOURS PER MONTH, NONE DURING TRADING HOURS DUTIES INCLUDE ACCOUNTING, BUY/SELL DECISIONS AND OVERSIGHT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-09-14
S63	Uniform Securities Agent State Law Examination	2009-08-04

S65 Uniform Investment Adviser Law Examination

2009-09-14
S63 Uniform Securities Agent State Law Examination

2009-08-04

View on SEC IAPD