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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-06 |
| SC | RA | APPROVED | 2017-05-15 |
Branch Locations
450 E. Henry Street, Spartanburg, SC 29302 • United States
Boiling Springs 3611 Boiling Springs Rd, Boiling Springs, SC 29316 • United States
Cowpens 105 W Church St, Cowpens, SC 29330 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-05 |
| SC | RA | APPROVED | 2006-11-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services, Inc. | Spartanburg | SC | 01/2016 | Present |
| First Citizens Asset Management | Columbia | SC | 11/2006 | Present |
1) First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Investment Advisor Rep, began 11/1/2006, 40 hours/week during trading hours, investment related. Fee based compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-09 |
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