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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-11 |
| TX | RA | APPROVED | 2023-08-11 |
Branch Locations
1575 Corporate Woods Pkwy., Uniontown, OH 44685 • United States
Uniontown, OH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Akron | OH | 08/2013 | 08/2023 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 08/2023 |
| Raymond James Financial Services, Inc. | Uniontown | OH | 08/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Uniontown | OH | 08/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 08/2023 |
(1)Name of Business: Address: 1970 Graybill Rd., Uniontown, OH, 44685, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1976 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and operate 8 rental properties in my wife's name. (2)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Succession Planning Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Succession deal on file includes a component comprised of a seller financed note. (3)Name of Business: Brenneman Group Address: 1575 Corporate Woods Pkwy Ste 250, Uniontown, OH, 44685-7895, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/11/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-30 |
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