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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-11
TX RA APPROVED 2023-08-11
  • OH RA
    APPROVED
    Since 2023-08-11
  • TX RA
    APPROVED
    Since 2023-08-11

Branch Locations

1575 Corporate Woods Pkwy., Uniontown, OH 44685 • United States

Uniontown, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Akron OH 08/2013 08/2023
Morgan Stanley Private Bank, N.A. New York NY 01/2015 08/2023
Raymond James Financial Services, Inc. Uniontown OH 08/2023 Present
Raymond James Financial Services Advisors, Inc. Uniontown OH 08/2023 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 08/2023
  • 08/2013 → 08/2023
    Akron, OH
  • 01/2015 → 08/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2023 → Present
    Raymond James Financial Services, Inc.
    Uniontown, OH
  • 08/2023 → Present
    Uniontown, OH
  • 01/2015 → 08/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

(1)Name of Business: Address: 1970 Graybill Rd., Uniontown, OH, 44685, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/1976 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and operate 8 rental properties in my wife's name. (2)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Succession Planning Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Succession deal on file includes a component comprised of a seller financed note. (3)Name of Business: Brenneman Group Address: 1575 Corporate Woods Pkwy Ste 250, Uniontown, OH, 44685-7895, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/11/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-10
S63 Uniform Securities Agent State Law Examination 1987-04-30
  • S65 Uniform Investment Adviser Law Examination
    1994-01-10
  • S63 Uniform Securities Agent State Law Examination
    1987-04-30

View on SEC IAPD

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