Christopher Warren Polimeni

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Irvine, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Irvine, CA
  Clovis, CA
  Pasadena, CA
• 2004-03-29 → 2017-08-21
  Financial West Group
  Irvine, CA

Other Businesses

1. 06/05/2025- Chris Polimeni- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 11/03/2022- 2 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2001-06-09
• S63 Uniform Securities Agent State Law Examination
  1987-03-23

Other Names

• Chris Polimeni