Paul Ross Maizes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2026
  Kestra Advisory Services, Llc
  Jupiter, FL
• 10/2010 → 03/2026
  Kestra Investment Services, Llc
  Jupiter, FL
• 03/2026 → Present
  Lpl Financial
  Jupiter, FL

Previous Registrations

• 2016-04-29 → 2026-03-31
  Kestra Advisory Services, Llc
  Coral Springs, FL
  Boca Raton, FL
  Austin, TX
• 2010-12-22 → 2016-09-22
  Kestra Investment Services, Llc
  Jupiter, FL
  Boca Raton, FL
  Jupiter, FL
  Boca Raton, FL
  Boca Raton, FL

Other Businesses

1. 3/2026 - Maizes investment Group, LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 1 Hour(s)/Month - 1 Hour(s) During Trading - Boca Raton FL 33434 - OBA Start date: 01/01/2014 2. 3/2026 - HEIN WEALTH & TAX SOLUTIONS - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 3/27/2026 3. 3/2026 - HEIN WEALTH & TAX SOLUTIONS - Non-Variable Insurance - INV REL - 40 Hour(s)/Month - 40 Hour(s) During Trading - Jupiter FL 33458 - OBA start date: 03/01/2026

Exams

• S66 Uniform Combined State Law Examination
  2010-12-20
• S63 Uniform Securities Agent State Law Examination
  1987-04-14

Designations

• Certified Financial Planner

Other Names

• Paul R Maizes