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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-10 |
| IL | RA | APPROVED | 2009-04-16 |
Branch Locations
1700 E Golf Road Suite #250, Schaumburg, IL 60173 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Chicago | IL | 01/1995 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 04/2009 | Present |
| Preferred Planning Concepts | Des Plaines | IL | 01/2000 | Present |
1)PREFERRED PLANNING CONCEPTS LLC, 1700 E Golf Road, Suite 250, Schaumburg IL 60173, 06/01/2002, INDEPENDENT INSURANCE AGENT, INSURANCE, INV REL, 80 HR/MO - 80 HR/MO TRADING 2)NICHOLSON FINANCIAL STRATEGIES INC, 35W730 OLD BARN RD, DUNDEE, IL, 1/01/2000 AS OWNER/CEO OF SUB S-CORP FOR TAX PURPOSES. INV REL - 0 HRS. 3)CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, 11/16/2022, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 160 HR/MO - 150 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-22 |
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