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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
KS RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • KS RA
    APPROVED
    Since 2013-12-10

Branch Locations

3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States

7500 College Blvd Ste 140 [Satellite], Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Overland Park KS 12/2013 Present
Previous Registrations
Other Businesses

NOTARY PUBLIC; NOT INVESTMENT RELATED; STATE OF KS; NOTARIZE DOCUMENTS; START DATE = 11/25/14; ONE HOUR DEVOTED PER MONTH DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-20
S63 Uniform Securities Agent State Law Examination 1991-11-07
  • S66 Uniform Combined State Law Examination
    2011-06-20
  • S63 Uniform Securities Agent State Law Examination
    1991-11-07
Other Names
  • Amy D. Gardner
  • Amy D. Day
  • Amy Denise Day

View on SEC IAPD

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