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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-02-23 |
| CA | RA | APPROVED | 2023-02-17 |
| WI | RA | APPROVED | 2023-02-17 |
| SC | RA | APPROVED | 2022-09-21 |
| UT | RA | APPROVED | 2022-09-21 |
| ID | RA | APPROVED | 2021-11-05 |
| NM | RA | APPROVED | 2020-03-12 |
| CO | RA | APPROVED | 2020-02-24 |
| MA | RA | APPROVED | 2020-01-27 |
| MI | RA | APPROVED | 2019-04-26 |
| RI | RA | APPROVED | 2019-04-04 |
| AZ | RA | APPROVED | 2019-02-08 |
| DC | RA | APPROVED | 2018-09-17 |
| IL | RA | APPROVED | 2016-11-18 |
| GA | RA | APPROVED | 2013-07-24 |
| FL | RA | APPROVED | 2011-10-13 |
| LA | RA | APPROVED | 2010-10-15 |
| VA | RA | APPROVED | 2007-08-03 |
| TX | RA | APPROVED | 2004-08-17 |
Branch Locations
3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Houston | TX | 08/2004 | Present |
| Guardian Life Insurance Company | Houston | TX | 07/2004 | Present |
| Guardian Life Insurance Company | Sugar Land | TX | 05/2013 | 07/2018 |
| Park Avenue Securities Llc | Sugar Land | TX | 10/2015 | 07/2018 |
| Guardian Life Insurance Company | Houston | TX | 06/2024 | Present |
| Park Avenue Securities | Houston | TX | 06/2024 | Present |
1. Guardians Of BBQ Cook Team-This is a BBQ competition team. We compete in various categories. Start: 05/26/2016, Address: N/A, 30 total business hours per month, 10 during securities trading hours, Less than 10% annual compensation, Not investment related, 2. Wealth Design Group, LLC,-Guardian General Agency, Start: 08/01/2005, Address: 3040 Post Oak Blvd, Suite 1150; Houston TX 77056, 160 total hours per month, 55 during securities trading hours, More than 10% annual compensation, Investment related, 3. Financial and Health Care Power of Attorney for Mary Margaret Ray, Start: 04/03/2023, Address: 5916 Val Verde Street, Houston TX 77057, 3 total business hours per month / 0 during securities trading hours, No annual compensation, Not investment related, 4. Miraculous Aruka, Life Coach to individuals in the area of addiction recovery, Start: 04/03/2023, Address: 5916 Val Verde Street, Houston TX 77057, 3 total business hours per month / 0 during securities trading hours, Not investment related, No annual compensation, 5) Lighthouse Vacations LLC-helping our clients plan and purchase air, hotel, excursions, and cruises, Start: 11/11/2024, Address: 5916 Val Verde Street, Houston TX 77057, 40 total hours per month; 40 during securities trading hours, Not investment related, More than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-24 |
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