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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-09-13 |
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc. | Cheshire | CT | 10/2013 | 09/2019 |
| Lpl Financial | Southington | CT | 09/2019 | Present |
1)02/1987 - Non-Variable Insurance - PAUL RAYMOND - 20% - INVESTMENT RELATED - SOUTHINGTON, CT 06489 2)01/2016 - DBA for LPL Business (entity for LPL business) - Raymond Wealth Management - 100% - INVESTMENT RELATED - SOUTHINGTON, CT 06489 3) 04/13/2022 - St Paul Catholic High School - Not Investment Related - Page Park Tennis Courts in Bristol, CT 06010 and local High School tennis venues - Outside/W-2 Employment - Head Coach, Girls Varsity Tennis team - Start Date: 04/04/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading. 4) 02/24/2025- Shuttle Meadow Country Club- Non-Profit Board Member- Not INV Related- Start date 1)02/1987 - Non-Variable Insurance - PAUL RAYMOND - 20% - INVESTMENT RELATED - SOUTHINGTON, CT 06489 2)01/2016 - DBA for LPL Business (entity for LPL business) - Raymond Wealth Management - 100% - INVESTMENT RELATED - SOUTHINGTON, CT 06489 3) 04/13/2022 - St Paul Catholic High School - Not Investment Related - Page Park Tennis Courts in Bristol, CT 06010 and local High School tennis venues - Outside/W-2 Employment - Head Coach, Girls Varsity Tennis team - Start Date: 04/04/2022 - 40 Hours Per Month/ 40 Hours During Securities Trading. 4) 02/24/2025- Shuttle Meadow Country Club- Non-Profit Board Member- Not INV Related- At Kensington CT, Start date 12/19/2024- 2 Hours Per Month 5) 03/06/2025 - St Luke Catholic School - Not Investment Related - Non-Profit Board Member - Home Based -Start Date:09/01/2011 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-17 |
| S65 | Uniform Investment Adviser Law Examination | 2005-07-14 |
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