William John Squairs

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-11-14

NY RA
APPROVED

Since 2024-11-14

Branch Locations

Kirkville, NY • United States

5789 Widewaters Parkway Ste 1F, Dewitt, NY 13214 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Dewitt	NY	02/1987	11/2024
Prudential Insurance Company Of America	Dewitt	NY	02/1987	Present
Lpl Enterprise, Llc	Dewitt	NY	11/2024	Present

02/1987 → 11/2024

Pruco Securities, Llc.

Dewitt, NY
02/1987 → Present

Prudential Insurance Company Of America

Dewitt, NY
11/2024 → Present

Lpl Enterprise, Llc

Dewitt, NY

Previous Registrations

2021-06-07 → 2024-11-14

Pruco Securities, Llc.

Dewitt, NY

Syracuse, NY

Dewitt, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-26
S63	Uniform Securities Agent State Law Examination	1987-03-19

S65 Uniform Investment Adviser Law Examination

2015-12-26
S63 Uniform Securities Agent State Law Examination

1987-03-19

Other Names

Bill Squairs
William J Squairs

View on SEC IAPD