Douglas Michael Marlow

Current Employers

Employment History

• 08/1996 → 01/2017
  Ameritas Investment Corp
  Lincoln, NE
• 09/1996 → 01/2017
  Central Financial Group
  Algona, IA
• 06/1997 → Present
  Marlowcorp.
  Livermore, IA
• 01/2017 → 11/2018
  Sii
  Johnston, IA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Algona, IA

Previous Registrations

• 2017-01-17 → 2018-11-02
  Signator Investors, Inc.
  Algona, IA
  Algona, IA
  Boston, MA
  Johnston, IA
• 2016-04-26 → 2017-02-01
  Ameritas Investment Company, Llc
  Algona, IA
  Algona, IA
  W Des Moines, IA

Other Businesses

1. RENTING OF COMMERCIAL OFFICE SPACE; SAME AS BRANCH; NON-INV REL; CO-OWN A COMMERCIAL OFFICE BUILDING AND RENT IT TO CENTRAL FINANCIAL GROUP; LANDLORD; START DATE=09/1996; HRS/MO=0; TRADING HRS/MO=0; COLLECT THE RENT 2. MARLOW CORP. POSITION: President / CEO NATURE: S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1997 ADDRESS: 104 Spring Valley Dr., Livermore IA 50558, United States DESCRIPTION: This Corporation was established as a liability shield and holding company to own my shares in Central Financial Group, L.C. This entity is not held out to the public and is only used for business expenses and operational purposes. I manage all functions of this entity. 3. CENTRAL FINANCIAL GROUP - DBA NAME POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/1987 ADDRESS: 111 E Call Street, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products 4. RENTAL PROPERTIES POSITION: Owner NATURE: Partnership: Doug & Sandi Marlow Location 1: 293 Martellago Drive, N. Venice, FL 34275 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 104 Spring Valley Drive, Livermore IA 50558, United States DESCRIPTION: Manage Rental Income 5. REALTY GROUP FORT DODGE, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 301 South 25th Street, Fort Dodge IA 50501, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 6. REALTY GROUP ALGONA, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 111 E. Call Street, Algona IA 50511, United States DESCRIPTION: I am one of the managing partners for this LLC. My duties include the approval of items that need to be done with the building that is the responsibility of the LLC. The building is currently rented to Central Financial Group, LC. with a long-term, triple net lease. 7. CFG SPENCER, LLC POSITION: Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/11/2013 ADDRESS: 702 N GRAND AVE, SPENCER IA 51301, United States DESCRIPTION: I am the VP. I am counsel to the agent who runs day to day operations (Scott Kass) and I supervise back office duties which are conducted by Central Financial Group, L.C. personnel. 8. CENTRAL FINANCIAL GROUP, L.C. - PARTNER/OWNER POSITION: President / CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 09/01/1996 ADDRESS: 111 E. Call St., Algona IA 50558, United States DESCRIPTION: I oversee business expenses and operational functions. I recruit, hire, train agents and staff. I oversee the financial statements and manage the staff in our Algona office. 9. CENTRAL FINANCIAL GROUP - FIXED INSURANCE POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 10/01/1985 ADDRESS: 111 E Call Street, Algona IA 50511, United States DESCRIPTION: Sales/Marketing of Fixed Annuities, Non-Variable Insurance and Property & Casualty Insurance. 10. REALTY GROUP, L.L.C. - JOHNSTON POSITION: Officer NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2016 ADDRESS: 5700 Merle Hay Road, Johnston IA 50131, United States DESCRIPTION: This LLC owns the building that is rented by Central Financial Group. This entity is not held out to the public. Perform business expense and operational decisions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-04-15
• S63 Uniform Securities Agent State Law Examination
  1987-05-27