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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Svb Wealth Advisory Inc. | Menlo Park | CA | 08/2013 | 09/2020 |
| Parallel Advisors, Llc | San Francisco | CA | 09/2020 | 08/2022 |
| Silicon Valley Bank | San Francisco | CA | 08/2022 | 03/2023 |
| Svb Investment Services, Inc. | San Francisco | CA | 08/2022 | 12/2023 |
| Svb Wealth Llc | San Francisco | CA | 08/2022 | Present |
| First Citizens Investor Services | Raleigh | NC | 01/2024 | Present |
CORPORATE EQUITY SERVICES, LLC; INVESTMENT-RELATED; 11 CORTE LA PAZ, SAN RAFAEL, CA 94903; CONSULTING; PARTNER; STARTED 09/11/2009; APPROXIMATELY 2 HOURS PER MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS; ADMINISTRATION DUTIES AND PROVIDE BACKUP CONSULTING SERVICES FOR OTHER PARTNER WHEN NEEDED.SVB Wealth LLC-Investment Related-MD Enterprise Relationship Manager ; Wealth Advisory; Position is MD Enterprise Relationship Manager; Started 08/2022; FTE employee; Provide wealth management services to SVBW clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-13 |
| S66 | Uniform Combined State Law Examination | 2002-02-12 |
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