Stephen Cowan Whitman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-09-12
TX	RA	APPROVED	2014-02-07
NJ	RA	APPROVED	2013-09-27

SC RA
APPROVED

Since 2024-09-12
TX RA
APPROVED

Since 2014-02-07
NJ RA
APPROVED

Since 2013-09-27

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Charleston	SC	07/2013	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

07/2013 → Present

Morgan Stanley

Charleston, SC
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Other Businesses

1. Saldaphen LLC; Investment related; Rental properties; Owner; Start date: 07/2013; During business hours: 0; After business hours: 1 2.*466735- Trust ; Investment related -Yes; New Providence, New Jersey; Trust ; Trustee/Co-Trustee; 12/2021; During business hours: 4; After business hours: 0;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-09-26
S65	Uniform Investment Adviser Law Examination	1995-02-03
S63	Uniform Securities Agent State Law Examination	1987-06-26

S66 Uniform Combined State Law Examination

2013-09-26
S65 Uniform Investment Adviser Law Examination

1995-02-03
S63 Uniform Securities Agent State Law Examination

1987-06-26

Other Names

Stephen Cowan Whitman
Stephen Cowan Whitman

View on SEC IAPD