Daniel Miller Babiy

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Raymond James Financial Services, Inc
  Norfolk, VA
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Norfolk, VA
• 01/2012 → Present
  Townebank
  Elizabeth City, NC
• 12/2019 → 03/2022
  Towne Wealth Management
  Elizabeth City, NC

Previous Registrations

• 2007-01-05 → 2011-11-18
  Davenport & Company Llc
  Norfolk, VA
  Virginia Beach, VA
• 2006-07-19 → 2007-01-18
  Rbc Capital Markets, Llc
  Norfolk, VA

Other Businesses

(1)Name of Business: Bourbon Water, LLC Address: 1 Camden Cswy, Elizabeth City, NC, 27909, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 08/04/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Silent partner with little responsibility, other than offered advice or opinion occasionally. (2)Name of Business: Towne Wealth Management Address: 200 N. Water St. Ste 1B, Elizabeth City, NC, 27909, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/14/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Support C/ DBA name (3)Name of Business: TowneBank Address: 200 N Water St. Ste 1B, Elizabeth City, NC, 27909, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 01/18/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-18
• S63 Uniform Securities Agent State Law Examination
  1987-04-15

Other Names

• Dan Babiy
• Daniel M Babiy