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Jacky William Smith

Stifel, Nicolaus & Company, Incorporated

Orland Park, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-20
IL RA APPROVED 2010-04-30
  • TX RA
    APPROVED_RES
    Since 2025-02-20
  • IL RA
    APPROVED
    Since 2010-04-30

Branch Locations

10310 Orland Parkway, Suite 104, Orland Park, IL 60467 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Orland Park IL 03/2007 Present
Other Businesses

1. Economic Development Advisory Board, 14700 Ravinia Ave, Orland Park, IL 60462; Economic Development in Orland Park; Board Member; help them bring in new business and keep old business; 1/15/24; 2 hr/mo; Not During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-02
S63 Uniform Securities Agent State Law Examination 1987-05-08
  • S65 Uniform Investment Adviser Law Examination
    2010-06-02
  • S63 Uniform Securities Agent State Law Examination
    1987-05-08
Other Names
  • Jack Smith

View on SEC IAPD

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Other Offices

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WAVE & BREAKOUT L.L.C. · ORLAND PARK, IL
HIGHPOINT PLANNING PARTNERS · ORLAND PARK, IL
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