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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-10-17
TX RA APPROVED 2021-06-09
FL RA APPROVED 2021-05-20
  • MN RA
    APPROVED
    Since 2023-10-17
  • TX RA
    APPROVED
    Since 2021-06-09
  • FL RA
    APPROVED
    Since 2021-05-20

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Duluth, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 08/1990 05/2021
Bank Of America, Na Duluth MN 11/2009 05/2021
Raymond James & Associates, Inc. Palm Beach Gardens FL 05/2021 Present
Previous Registrations
Other Businesses

I*5409 Name of outside business organization: david letourneau Address of business: duluth, Minnesota, 55803 Nature of business: N Start date of relationship: 11/1/2017 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*7118 For profit or not for profit: Name of outside business organization: david letourneau Investment related: Address of business: tequesta, Florida 33469 Nature of business: , Position, title, association: , Start date of relationship: 10/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties: I*118198 For profit or not for profit: For-Profit Organization Name of outside business organization: david letourneau Investment related: N Address of business: tequesta, Florida 33469 Nature of business: Other,hobby Position, title, association: Owner, Start date of relationship: 10/1/2018 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I paint as a hobby and recently sold a painting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-22
S63 Uniform Securities Agent State Law Examination 1987-04-08
  • S65 Uniform Investment Adviser Law Examination
    1994-09-22
  • S63 Uniform Securities Agent State Law Examination
    1987-04-08
Other Names
  • Buck Letourneau

View on SEC IAPD

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