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Linda K. Harris

Ubs Financial Services Inc.

Ft. Worth, TX

Fort Worth, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-02
  • TX RA
    APPROVED
    Since 2009-10-02

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Pasadena CA 03/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-01
S63 Uniform Securities Agent State Law Examination 2002-02-08
  • S66 Uniform Combined State Law Examination
    2009-10-01
  • S63 Uniform Securities Agent State Law Examination
    2002-02-08
Other Names
  • Linda Kristina Nylen
  • Linda Kristina Nylen
  • Linda Kristina Krake
  • Linda Harris

View on SEC IAPD

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ROBERT EDWARD BROWN
RACHEL E CARTER

Other Offices

SANCTUARY ADVISORS, LLC · FORT WORTH, TX
SANCTUARY ADVISORS, LLC · Ft. Worth, TX
ROGERS WEALTH GROUP, INC. · FORT WORTH, TX
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · FORT WORTH, TX
LPL FINANCIAL LLC · FORT WORTH, TX
THIRTEEN TWENTY-TWO ADVISORS · FORT WORTH, TX
LPL FINANCIAL LLC · FT. WORTH, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX

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