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Joseph Michael Piccolo

Capital Client Group, Inc.

Austin, TX

Los Angeles, CA

CRD 3240923

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
CA RA APPROVED 2013-07-22
  • TX RA
    APPROVED
    Since 2026-02-19
  • CA RA
    APPROVED
    Since 2013-07-22

Branch Locations

Austin, TX • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Los Angeles CA 12/2015 05/2018
American Funds Los Angeles CA 05/2018 06/2025
Capital Group / Capital Client Group, Inc. Los Angeles CA 06/2025 Present
  • 12/2015 → 05/2018
    American Funds
    Los Angeles, CA
  • 05/2018 → 06/2025
    American Funds
    Los Angeles, CA
  • 06/2025 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-20
S63 Uniform Securities Agent State Law Examination 2001-05-03
  • S65 Uniform Investment Adviser Law Examination
    2013-07-20
  • S63 Uniform Securities Agent State Law Examination
    2001-05-03
Other Names
  • Joe Michael Piccolo

View on SEC IAPD

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