Richard Francis Dombrowski

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2014-11-06

AZ RA
APPROVED

Since 2014-11-06

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Scottsdale	AZ	10/2014	Present
Morgan Stanley Private Bank, N.A.	Scottsdale	AZ	10/2014	Present

10/2014 → Present

Morgan Stanley

Scottsdale, AZ
10/2014 → Present

Morgan Stanley Private Bank, N.A.

Scottsdale, AZ

Other Businesses

2.*487560- Trust; Investment related -Yes; Scottsdale, Arizona; Trustee/Co-Trustee; 04/2022; During business hours: 0; After business hours: 3;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-11-06

S66 Uniform Combined State Law Examination

2014-11-06

Other Names

Rick Dombrowski

View on SEC IAPD