George Eric Oller

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-15
AL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-15
AL RA
APPROVED

Since 2009-06-01

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Birmingham	AL	04/2007	Present
Morgan Stanley Smith Barney	Birmingham	AL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Birmingham, AL
06/2009 → Present

Morgan Stanley Smith Barney

Birmingham, AL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Birmingham, AL
2001-07-12 → 2007-04-02

Morgan Stanley Dw Inc.

Birmingham, AL

Birmingham, AL

Other Businesses

1) Training Consultants Inc; Investment related No; Training; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Feb/1994; During business hours: 0; After business hours: 18;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-15
S63	Uniform Securities Agent State Law Examination	1987-06-12

S65 Uniform Investment Adviser Law Examination

1994-11-15
S63 Uniform Securities Agent State Law Examination

1987-06-12

Other Names

G Eric Oller
George Eric Oller

View on SEC IAPD