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Sharon Faye Miller

LPl Financial LLC

Tucker, GA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14

Branch Locations

3778 Lavista Rd Ste 100, Tucker, GA 30084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 10/1986 Present
Lpl Financial Llc Lithonia GA 02/2018 Present
  • 10/1986 → Present
    Invest Financial Corp.
    Tampa, FL
  • 02/2018 → Present
    Lithonia, GA
Previous Registrations
  • 2006-09-13 → 2018-02-16
    Invest Financial Corporation
    Tucker, GA
    Lithonia, GA
    Atlanta, GA
    Lithonia, GA
    Eutaw, AL
    Columbus, GA
    East Point, GA
    Stone Mountain, GA
    Birmingham, AL
    Atlanta, GA
    Appleton, WI
Other Businesses

1. 02/14/2018 - Sharon Miller Investment Services & Retirement Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 2018.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-06
S63 Uniform Securities Agent State Law Examination 1987-04-14
  • S66 Uniform Combined State Law Examination
    2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    1987-04-14
Other Names
  • Sharon Faye Senterfitt

View on SEC IAPD

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