Best Investors
Account
Sign in
Best Investors
Account
Sign in
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-17 |
| TX | RA | APPROVED | 2022-03-17 |
Branch Locations
21515 Hawthorne Blvd. Suite 200, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Los Angeles | CA | 06/2016 | 07/2017 |
| Morgan Stanley Smith Barney Llc | Rolling Hills Estates | CA | 07/2017 | 03/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2017 | 03/2022 |
| Lpl Financial, Llc | Rolling Hills Estates | CA | 03/2022 | Present |
| Stratos Wealth Partners, Ltd. | Torrance | CA | 03/2022 | Present |
1) 2022-03-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2022-03-15 - 160hrs/mth - 8hrs/mth during trading 2) 2022-03-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Y - at reported business location(s) - 2022-03-15 - 160hrs/mth - 8hrs/mth during trading 3) 2026-05-06 - Legato Financial LLC - Tax Prep/Accounting/CPA - Y - - 2024-12-05 - 6hrs/mth - hrs/mth during trading 4) 2026-05-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Legato Private Wealth - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-05-13 - 160hrs/mth - 8hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-24 |
Reach out to this advisor