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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-22
  • PA RA
    APPROVED
    Since 2021-06-22

Branch Locations

411 Tioga West Plaza, Tunkhannock, PA 18657 • United States

2 Rachael Dr, Pittston, PA 18640 • United States

Duryea, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities, Inc. Wilkes-Barre PA 04/1998 Present
Lpl Financial Llc Stroudsburg PA 06/2021 Present
Lpl Financial Llc Stroudsburg PA 06/2021 Present
Previous Registrations
  • 2020-01-02 → 2021-06-09
    M&T Securities, Inc.
    Wilkes-Barre, PA
    Wilkes-Barre, PA
    Kingston, PA
    Plains, PA
    Wyoming, PA
    Wilkes-Barre, PA
    Wilkes-Barre, PA
    Mountaintop, PA
    Pittston, PA
    Pittston, PA
    Stroudsburg, PA
    Pittston, PA
    Williamsport, PA
    Tunkhannock, PA
    York, PA
    Shavertown, PA
    Dallas, PA
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-30
S63 Uniform Securities Agent State Law Examination 1987-03-12
  • S66 Uniform Combined State Law Examination
    2019-12-30
  • S63 Uniform Securities Agent State Law Examination
    1987-03-12

View on SEC IAPD

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