Gregory Alan Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1998 → Present
  M&T Securities, Inc.
  Wilkes-Barre, PA
• 06/2021 → Present
  Lpl Financial Llc
  Stroudsburg, PA
• 06/2021 → Present
  Lpl Financial Llc
  Stroudsburg, PA

Previous Registrations

• 2020-01-02 → 2021-06-09
  M&T Securities, Inc.
  Wilkes-Barre, PA
  Wilkes-Barre, PA
  Kingston, PA
  Plains, PA
  Wyoming, PA
  Wilkes-Barre, PA
  Wilkes-Barre, PA
  Mountaintop, PA
  Pittston, PA
  Pittston, PA
  Stroudsburg, PA
  Pittston, PA
  Williamsport, PA
  Tunkhannock, PA
  York, PA
  Shavertown, PA
  Dallas, PA
  Baltimore, MD

Exams

• S66 Uniform Combined State Law Examination
  2019-12-30
• S63 Uniform Securities Agent State Law Examination
  1987-03-12