Miguel Andres Ballestas

Current Employers

Employment History

• 06/2014 → 06/2023
  Bolton Global Capital
  Bolton, MA
• 06/2014 → Present
  Bolton Securities Corporation
  Bolton, MA
• 02/2017 → Present
  Ballestas Advisors Llc
  Miami, FL

Previous Registrations

• 2014-10-01 → 2016-10-31
  Bolton Securities Corporation
  Miami, FL
  Bolton, MA
  Miami, FL
  Bolton, MA
  Miami, FL
• 2004-07-21 → 2014-07-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

1)OWNER AND MANGER OF 'THE BALLESTAS GROUP, LLC', ENTITIY CREATED TO OPERATE SECURITIES AND INVESTMENT ADVISORY BUSINESS ASSOCIATED WITH BOLTON GLOBAL CAPITAL AND BOLTON SECURITIES CORPORATION. INVESTMENT RELATED AND CONDUCTED FROM BRANCH LOCATION. ESTABLISHED IN 2014. MANAGEMENT DUTIES BALANCED WITH FULL-TIME ROLE AS INVESTMENT ADVISOR. 2)OWNER AND MANAGING PARTNER OF BALLESTAS ADVISORS, LLC. ENTITIY ESTABLISHED AS OUTSIDE REGISTERED INVESTMENT ADVISOR LICENSED IN FLORIDA. INVESTMENT RELATED. DBA NAME IS 'BALLESTAS ADVISORS,'. SPENDS LESS THAN 5 HOURS PER MONTH ON ACTIVITY. ESTABLISHED 02/2017. LOCATED SEPARATELY FROM BOLTON BUSINESSES AT: 848 BRICKELL AVENUE, PH-5, MIAMI, FL 33131. 3) CONSULTANT SERVICES TO DIAMOND BIT ENTERPRISE LP, A LIMITED PARTNERSHIP THAT INVESTS IN OPERATING BUSINESSES. 3 HRS PER WEEK. NO COMPENSATION. NOT INVESTMENT RELATED. 4) Co-owner of BG Insurance SVCS LLC, entity created 05/17/2023 in Florida for offering insurance products. Nephew sells fixed insurance products as agent. Andres does not sell insurance products. Conducting management of LLC from office on Brickell Ave. that is separate from Branch location. Hours spent vary, but typically 5-hours per month. 5)Owner of Ballestas Insurance Advisors LLC, entity created 06/27/2026 in Florida for offering insurance products. Andres’ wife sells fixed insurance products as agent on behalf of this entity. Andres does not sell insurance products. Not conducted from Branch location. Andres spends 0 hours per month of activity. 6) Owner of Ballestas Consulting, LLC, entity created 02/23/2026 in Florida for providing consulting and administrative services for families. Activity is conducted from personal residence, and it is not investment related. Four hours spent on activity per month during securities hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-21
• S63 Uniform Securities Agent State Law Examination
  1989-07-20

Other Names

• Andres Ballestas