Anthony James Del Prete

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 12/2019
  Equity Services, Inc.
  Montpelier, VT
• 01/1993 → 02/2020
  Td Tax & Financial Solutions
  Lindenhurst, NY
• 09/2020 → 11/2024
  Kovack Securities Inc.
  Deer Park, NY
• 10/2020 → 11/2024
  Kovack Advisors, Inc.
  Deer Park, NY
• 11/2024 → Present
  Mml Investors Services, Llc
  Deer Park, NY
• 08/2024 → Present
  Massmutual Life Insurance Co
  Deer Park, NY
• 05/2020 → 03/2025
  Almar Tax Service
  Deer Park, NY
• 01/2020 → 08/2023
  Copper Steel
  Deer Park, NY
• 07/2020 → 09/2020
  Vanderbilt Securities, Llc
  Deer Park, NY
• 03/2025 → Present
  Legacy Tax Specialist, Inc.
  Deer Park, NY

Previous Registrations

• 2020-10-24 → 2024-12-04
  Kovack Advisors, Inc.
  Deer Park, NY
  Ft. Lauderdale, FL

Other Businesses

(1) NAME: LEGACY TAX SPECIALIST, INC. INV REL: Y ADD: 1600 DEER PARK AVE, SUITE B, DEER PARK, NY 11729 NATURE: TAX PREPARATION POSITION: OWNER START DATE: 03/10/2025 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 10 DUTIES: PREPARE AND ADVISE CLIENT ON THEIR TAXES. (2) NAME: ANTHONY DELPRETE INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 1/1/2020 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-01
• S63 Uniform Securities Agent State Law Examination
  2015-06-08

Other Names

• Anthony James Delprete