Lee Stanley Martin

Current Employers

Avior Wealth Management, Llc

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2026-03-16
WA	RA	APPROVED	2023-10-17
LA	RA	APPROVED	2023-10-16
TX	RA	APPROVED	2023-10-16

NE RA
APPROVED

Since 2026-03-16
WA RA
APPROVED

Since 2023-10-17
LA RA
APPROVED

Since 2023-10-16
TX RA
APPROVED

Since 2023-10-16

Branch Locations

13555 Se 36Th Street, Suite 100, Bellevue, WA 98006 • United States

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Bellevue	WA	11/2010	10/2023
Financial Advocates Investment Management	Bellevue	WA	10/2013	10/2023
Avior Wealth Management, Llc	Omaha`	NE	10/2023	Present

11/2010 → 10/2023

Lpl Financial, Llc

Bellevue, WA
10/2013 → 10/2023

Financial Advocates Investment Management

Bellevue, WA
10/2023 → Present

Avior Wealth Management, Llc

Omaha`, NE

Previous Registrations

2013-09-10 → 2023-10-10

Financial Advocates Investment Management

Olympia, WA

Bellevue, WA

Bellevue, WA

Mercer Island, WA
2010-11-30 → 2015-10-29

Lpl Financial Llc

Fort Mill, SC

Bellevue, WA

Bryan, OH

Mercer Island, WA
2010-12-10 → 2013-12-23

Financial Advocates Advisory Services

Olympia, WA
2009-08-17 → 2010-11-30

Nrp Advisors, Inc.

Bellevue, WA

Bryan, OH
2008-07-22 → 2009-09-29

Allstate Financial Advisors, Llc

Bellevue, WA
2007-04-11 → 2008-07-24

Fsc Securities Corporation

Bellevue, WA
2002-03-29 → 2007-04-23

Transamerica Financial Advisors, Llc

Bellevue, WA

Bellevue, WA

Other Businesses

(1) 12/01/2010 - NON-VARIABLE INSURANCE - SOLE PROPRIETOR WITH FIXED ANNUITIES SOLD WITH GA ASSISTANCE FROM CRUMP. - BELLEVUE, WA (2) 08/12/2014 - SULLIVAN STREET CASHMERE LLC - REAL ESTATE RENTAL - TIME SPENT 4 HOURS PER MONTH - CASHMERE WA (3) 08/12/2014 - LEAVENWORTH RIVER LLC - REAL ESTATE RENTAL - TIME SPENT 6 HOURS PER MONTH - LEAVENWORTH WA. (4) 2/2/2018 - Bosco Enterprises - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/02/2018 - 2 Hours Per Month During Securities Trading. (5) 12/12/2018 - SCS Retirement - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/10/2018 - 126 Hours Per Month/126 Hours During Securities Trading. (6) 12/18/2018 - SCS Retirement - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/10/2018 - 64 Hours Per Month/64 Hours During Securities Trading. (7) 07/01/2022 - Financial Advocates Investment Management - DBA: Lee S. Martin - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/23/2022 - 100 Hours Per Month/ 40 Hours During Securities Trading. (8) 8/1/2022 ; Lee S. Martin - DBA name only for Financial Advocates Investment Management (FAIM)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-22
S63	Uniform Securities Agent State Law Examination	1987-03-23

S65 Uniform Investment Adviser Law Examination

1993-11-22
S63 Uniform Securities Agent State Law Examination

1987-03-23

Designations

Other Names

Lee Stanley Martin
Lee Martin

View on SEC IAPD