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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-02-10 |
| TN | RA | APPROVED | 2017-10-12 |
Branch Locations
112 Westwood Place Suite 100, Brentwood, TN 37027 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Brentwood | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Brentwood | TN | 11/2016 | 10/2017 |
| Raymond James Financial Services, Inc. | Brentwood | TN | 10/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Brentwood | TN | 10/2017 | Present |
| Williams Hunter Wealth Group | Brentwood | TN | 10/2017 | Present |
(1)Name of Business: Williams Hunter Wealth Group Address: 112 Westwood Place Suite 100, Brentwood, TN, 37027, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/06/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner Managing PartnerSenior Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-19 |
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