Jason Andrews Richard

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-08-28
TX	RA	APPROVED	2023-12-19

MO RA
APPROVED

Since 2024-08-28
TX RA
APPROVED

Since 2023-12-19

Branch Locations

San Antonio, TX • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	10/2006	08/2023
Edward Jones	St Louis	MO	12/2023	Present
Unemployed	Monument	CO	08/2023	11/2023

10/2006 → 08/2023

Advisors Asset Management, Inc

Monument, CO
12/2023 → Present

Edward Jones

St Louis, MO
08/2023 → 11/2023

Unemployed

Monument, CO

Previous Registrations

2006-10-10 → 2023-08-29

Advisors Asset Management, Inc.

Boerne, TX

Other Businesses

"Activity: Advisor's Asset Management, Inc Type: Institutional Investments/Dist Date: 10/16/06 Title: Shareholder less than 1% Trad Hrs: 0 Tot Hrs: 0 Desc: The shares are not currently available to any form of liquidity. I was awarded these shares during the 17 years that I worked at AAM. City-State: MONUMENT CO"

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-08-10

S63 Uniform Securities Agent State Law Examination

1999-08-10

Designations

Certified Financial Planner

View on SEC IAPD