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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-07
MT RA APPROVED 2009-07-13
  • TX RA
    APPROVED_RES
    Since 2016-09-07
  • MT RA
    APPROVED
    Since 2009-07-13

Branch Locations

1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Bozeman MT 07/2009 Present
Previous Registrations
Other Businesses

MENDENAHLL PROP. INVESTMENT RELATED, BOZEMAN MT, RENTAL, OWNERS, 4/04 START DATE,2 HOURS PER MONTH 0 DURING MKT | 19TH CAPITAL GROUP LLC, INVESTMENT RELATED, RESIDENTIAL RENTAL ,BOZEMAN MT, 2 HOURS PER MONTH, START 11/91. | RENTAL PROPERTY; INV RELATED; BOZEMAN, MT; RESIDENTIAL; 100% OWNERSHIP; START 5/15/2016; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. - | RENTAL PROPERTY, INV RELATED, BOZEMAN, MT, 100% OWNED, START: 5/1/2018, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: LANDLORD. | UNIVERSITY CROSSING,LLC; INVESTMENT RELATED; BOZEMAN,MT; 25% OWNERSHIP; START DATE 05/09/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; VACANT LOT FOR FUTURE BUSINESS. | RENTAL PROPERTY; INVESTMENT RELATED; BOZEMAN,MT; 100% OWNERSHIP; START DATE 08/05/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. | CANNERY CORNER LLP; NOT INV. RELATED; BOZEMAN,MT; 50% OWNERSHIP; START DATE 08/01/2022; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; HOLDS OFFICE SPACE FOR FINET PRACTICE. | MARILYN SCHRADER; NOT INVESTMENT RELATED; BOZEMAN, MT; SPOUSE BENEFICIARY; START DATE 12/01/2024; NUMBER OF HOURS PER MONTH 1; NO TIME DEVOTED DURING TRADING HOURS; NO DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-03
S63 Uniform Securities Agent State Law Examination 1987-04-17
  • S65 Uniform Investment Adviser Law Examination
    1994-12-03
  • S63 Uniform Securities Agent State Law Examination
    1987-04-17

View on SEC IAPD

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