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Bruce Allen Edelsohn

Stifel, Nicolaus & Company, Incorporated

Westlake Village, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-06-15
  • CA RA
    APPROVED
    Since 2009-06-15

Branch Locations

3075 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Westlake Village CA 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-22
S63 Uniform Securities Agent State Law Examination 1987-03-25
  • S65 Uniform Investment Adviser Law Examination
    1992-05-22
  • S63 Uniform Securities Agent State Law Examination
    1987-03-25

View on SEC IAPD

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