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Thomas Edward Frye

Raymond James & Associates, Inc.

Dallas, TX

CRD 1637780

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-13
  • TX RA
    APPROVED
    Since 2013-02-13

Branch Locations

5956 Sherry Lane Suite 1900, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dallas TX 02/2013 Present
Previous Registrations
  • 2009-04-24 → 2013-02-13
    Morgan Keegan & Company, Llc
    Dallas, TX
  • 2008-01-01 → 2009-04-27
    Dallas, TX
  • 2002-11-15 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Dallas, TX
    Dallas, TX
    St. Louis, MO
Other Businesses

(1) Name of Business: Frye, Ted & Ginny Address: 4124 Windsor, Dallas, TX, 75205, United States Activity Type: Control Person Position/Title: Trustee (Acting), Other (Acting) Investment Related: Yes Start Date: 12/23/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. managing the assets that fall into the Frye 2000 trust

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-02
  • S63 Uniform Securities Agent State Law Examination
    1987-04-02
Other Names
  • Ted Frye
  • Ted Frye

View on SEC IAPD

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