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Edward Harbert Marshall

Stifel, Nicolaus & Company, Incorporated

Tucson, AZ

CRD 1637747

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-13
AZ RA APPROVED 2011-01-04
  • TX RA
    APPROVED_RES
    Since 2018-06-13
  • AZ RA
    APPROVED
    Since 2011-01-04

Branch Locations

4380 N Campbell Avenue Suite 201, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co, Inc. Tucson AZ 06/2010 Present
  • 06/2010 → Present
    Stifel Nicolaus & Co, Inc.
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-22
S63 Uniform Securities Agent State Law Examination 1987-04-28
  • S65 Uniform Investment Adviser Law Examination
    2010-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-04-28
Other Names
  • Edward H Marshall

View on SEC IAPD

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