Paul Andrew Spero

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1989 → 07/2025
  Cadaret, Grant & Co., Inc.
  Liverpool, NY
• 06/1985 → Present
  United Financial Services
  Liverpool, NY
• 07/2025 → Present
  Lpl Financial Llc
  Liverpool, NY

Previous Registrations

• 1994-06-10 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Liverpool, NY
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025- 4769 BUCKLEY ROAD, LLC.- Real Estate Rental- INV Related- At Reported Business Location(s)- Start date 10/01/2002- 2 Hours Per Month 2. 07/10/2025-Paul A. Spero- Notary- INV Related- At Reported Business Location(s)- Start date 06/30/1979- 1 Hour Per Month- 1 Hour During Trading 3. 07/10/2025- No Business name -Real Estate Rental- INV Related- At Liverpool, NY- Start date 07/01/1987- 1 Hour Per Month 4. 07/10/2025- RENTAL PROPERTY- Real Estate Rental- INV Related- At Wanakena, NY- Start date 01/01/2010- 4 Hours Per Month 5. 07/10/2025- UNITED FINANCIAL SERVICES- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/10/1985- 160 Hours Per Month- 160 Hours During Trading 6. 07/10/2025- UNITED WEALTH & TAX SERVICES- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 200 Hours Per Month- 140 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-16