Erik Baker Brooks

Current Employers

Employment History

• 10/1986 → 11/2018
  John Hancock Mutual Life Insurance Company
  Boston, MA
• 10/1986 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc
  Jacksonville, FL
• 03/2022 → Present
  Allegiance Financial Advisors, Inc.
  Jacksonville, FL

Other Businesses

1. Board of Directors Member at Williston Central Christian Academy 225 SE 4th St. Williston, FL 32696, start 10/19/2016, approx 6-8 hrs mo, and 1 trading hr..... 2. CHURCH OF GOD POSITION: Leadership Council NATURE: Charitable INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 10/19/2016 ADDRESS: 850 SW 7th ST, Williston FL 32696, United States DESCRIPTION: Leadership Council 3. DELLA PORTA AGENCY, LLC Position Insurance Broker; Nature LLC; Investment Related Yes; # of Hours 10; # of Security Hours 1; Start Date 12/16/2002; Address 3112 ST Johns Bluff Road South Jacksonville, FL 32246; Description Insurance Broker 4. DP BROKERAGE, INC Position Insurance Broker; Nature Corporation, Insurance Agency; Investment Related Yes; # of Hours 5; # of Security Hours 1; Start Date 12/16/2002; Address 3112 St. Johns Bluff Road South Jacksonville, FL 32246; Description Insurance Broker 5. SHUMATE BROKERAGE POSITION: Insurance Broker NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 03/13/2010 ADDRESS: P O Box 18855, Tampa FL 33679, United States DESCRIPTION: Insurance broker for fixed insurance products only 6. ALLEGIANCE FINANCIAL ADVISORS, INC. POSITION: Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 03/01/2022 ADDRESS: 3112 Saint Johns Bluff Road South, Jacksonville FL 32246, United States DESCRIPTION: Advisor for IRIA

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-03-01
• S66 Uniform Combined State Law Examination
  1999-04-21