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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-05-28
PA RA APPROVED 2006-02-28
  • MA RA
    APPROVED
    Since 2008-05-28
  • PA RA
    APPROVED
    Since 2006-02-28

Branch Locations

170 N Radnor Chester Rd Ste 110, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2001 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 01/2001 Present
Linden Place Financial Radnor PA 05/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2015 Present
  • 01/2001 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2001 → Present
    Milwaukee, WI
  • 05/2009 → Present
    Linden Place Financial
    Radnor, PA
  • 06/2015 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. RECEIVES RENTAL INCOME FROM INVESTMENT PROPERTY. 3. CLUB MEMBER OF MELALUCA/HOUSEHOLD PRODUCTS - - 3910 SOUTH YELLOWSTONE HWY, IDAHO FALLS, ID. 4. 50% OWNER, DIDDY & SWINDY, LLC, 202 PHEASANT RUN DRIVE, PAOLI, PENNSYLVANIA, 19301, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 1/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CO-OWNER, ADMISTRATOR, BOOKKEEPER, PRIMARY ORGANIZER 5. 50% OWNER, 206 GEORGETOWNE CT, 206 GEORGETOWNE CT, ROYERSFORD, , PENNSYLVANIA, 19468, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/15/1920, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, JT OWNER AND LANDLORD, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
S63 Uniform Securities Agent State Law Examination 1991-05-30
  • S66 Uniform Combined State Law Examination
    2006-02-23
  • S63 Uniform Securities Agent State Law Examination
    1991-05-30
Other Names
  • Patricia Grace Mariner

View on SEC IAPD

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