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Dennis John Brown

Investment Initiatives, LLC

Alexandria, VA

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Current Employers
Investment Initiatives, Llc

Alexandria, VA • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APP_PEND_IARCE 2026-01-01
VA RA APPROVED 2014-04-10
OH RA APPROVED 2014-03-28
  • MI RA
    APP_PEND_IARCE
    Since 2026-01-01
  • VA RA
    APPROVED
    Since 2014-04-10
  • OH RA
    APPROVED
    Since 2014-03-28

Branch Locations

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Initiatives, Llc Alexandria VA 03/2014 Present
Previous Registrations
  • 2010-10-15 → 2014-04-03
    North Nassau Advisors, Llc
    Alexandria, VA
    Princeton, NJ
    1802 Hempstead Turnpike, NY
    Howell, MI
  • 2010-03-18 → 2010-10-01
    Equitas America, Llc
    Montague, NJ
    Ann Arbor, MI
    New York, NY
    Detroit, MI
    Mamaroneck, NY
    Maumee, OH
    Farmington Hills, MI
    Southfield, MI
    Howell, MI
    Madison Heights, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-25
S63 Uniform Securities Agent State Law Examination 1987-04-09
  • S65 Uniform Investment Adviser Law Examination
    2010-03-25
  • S63 Uniform Securities Agent State Law Examination
    1987-04-09

View on SEC IAPD

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