Clifton Kirksey

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-07-29
GA	RA	APPROVED	2013-01-10
OH	RA	APPROVED	2013-01-10
IL	RA	APPROVED	2009-09-08

TX RA
APPROVED

Since 2013-07-29
GA RA
APPROVED

Since 2013-01-10
OH RA
APPROVED

Since 2013-01-10
IL RA
APPROVED

Since 2009-09-08

Branch Locations

111 W Jackson Blvd, Suite 1700, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Chicago	IL	09/2009	Present

09/2009 → Present

Lpl Financial Llc

Chicago, IL

Previous Registrations

1998-02-17 → 2009-09-08

Waterstone Financial Group, Inc.

Palatine, IL

Palatine, IL

Other Businesses

1.03/26/2010; None; Real Estate Rental; Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.07/22/2026; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/01/1985; 10hrs/mth; 10hrs during trading 3.07/22/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name CKirksey Associates, LLC; Investment Related; at Reported Business Location(s); Start Date 12/16/2020; 170hrs/mth; 10hrs during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-28

S63 Uniform Securities Agent State Law Examination

1987-12-28

Designations

Certified Financial Planner

View on SEC IAPD