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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-14 |
| PA | RA | APPROVED | 2015-09-23 |
Branch Locations
984 Second Street Pike, Richboro, PA 18954 • United States
500 Arcola Road, Collegeville, PA 19426 • United States
323 East Gay Street, West Chester, PA 19380 • United States
20-10 Liberty Blvd., Malvern, PA 19355 • United States
785 Starr Street, Phoenixville, PA 19460 • United States
335 Commerce Drive, Ft Washington, PA 19034 • United States
23 Nutt Road, Phoenixville, PA 19460 • United States
301 Horsham Road, Horsham, PA 19044 • United States
595 N Morehall Rd, Malvern, PA 19355 • United States
1931 S. Broad Street, Philadelphia, PA 19148 • United States
1701 Market Street, Philadelphia, PA 19064 • United States
1920 Butler Pike, Conshohocken, PA 19428 • United States
7350 Large St, Philadelphia, PA 19152 • United States
1900 N. 5Th Street, Philadelphia, PA 19122 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooks Brothers | Pottstown | PA | 11/2011 | 06/2018 |
| Lpl Financial Llc | Ft Washington | PA | 11/2012 | Present |
1. 8/25/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Financial Wealth Advisors - Investment Related - At Reported Business Location(s) - Started 08/23/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 2. 8/26/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name TruMark Financial Wealth Advisors - Investment Related - At Reported Business Location(s) - Started 08/25/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3. 04/01/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Trumark Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date 06/05/2025 - 160 hours per month/ 8 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-07 |
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