Mark P Maloney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 01/2026
  J.P. Morgan Securities Llc
  Torrance, CA
• 10/2012 → 01/2026
  Jpmorgan Chase Bank, N.A.
  Torrance, CA
• 03/2026 → Present
  Lpl Financial
  Santa Monica, CA

Previous Registrations

• 2012-10-01 → 2026-02-19
  J.P. Morgan Securities Llc
  Torrance, CA
  Torrance, CA
  Torrance, CA
  Torrance, CA
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Torrance, CA
  Torrance, CA
  Torrance, CA
• 2006-02-23 → 2009-05-02
  Wamu Investments, Inc.
  Torrance, CA
  Torrance, CA
  Torrance, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-10-18

Designations

• Certified Financial Planner

Other Names

• Mark Maloney
• Mark Patrick Maloney