Alan Lee Wright

Current Employers

Employment History

• 07/2009 → 01/2017
  Lpl Financial, Llc
  Houston, TX
• 04/2013 → Present
  Cwm, Llc
  Omaha, NE
• 09/2009 → 12/2018
  Pinnacle Financial Group
  Houston, TX
• 01/2017 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2017-01-17 → 2022-04-07
  Cetera Wealth Services, Llc
  The Woodlands, TX
• 2009-07-02 → 2015-10-28
  Lpl Financial Llc
  The Woodlands, TX
  Amarillo, TX
• 2010-08-25 → 2013-10-04
  Pinnacle Financial Group
  Amarillo, TX
• 2005-02-22 → 2009-08-03
  Ameritas Investment Company, Llc
  Austin, TX
  The Woodlands, TX
  Lincoln, NE
  The Woodlands, TX

Other Businesses

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATIONNATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES, POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE, START DATE: 11/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 3.NAME OF OTHER BUSINESS: JAW FINANCIAL INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SHELL CORP START DATE:03/2018 POSITION/TITLE/RELATIONSHIP: PARTNER LESS THAN 1 HOUR PER WEEK: NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ENTITY CREATED TO PURCHASE GROUP MEDICAL INSURANCE.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-03
• S63 Uniform Securities Agent State Law Examination
  2000-09-19