Joseph Bristol Kettelle

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2024
  Janney Montgomery Scott Llc
  Providence, RI
• 03/2022 → Present
  St Mary Academy - Bay View
  Riverside, RI
• 03/2024 → 11/2024
  Janney Montgomery Scott Llc
  Warwick, RI
• 11/2024 → Present
  Rbc Capital Markets, Llc
  Providence, RI

Previous Registrations

• 2015-09-18 → 2024-11-21
  Janney Montgomery Scott Llc
  Warwick, RI
• 2009-07-31 → 2015-09-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
• 2003-10-24 → 2009-08-03
  Wells Fargo Clearing Services, Llc
  Providence, RI
  Providence, RI

Other Businesses

NAME OF ENTITY: Codac Behavioral Health Services Of Pima County, Inc. ADDRESS: 1052 Park Ave, Cranston, RI 02910 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01.01.18 CAPACITY: Board of Directors DUTIES: Helping non-profit with budgets and funding. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-02
• S63 Uniform Securities Agent State Law Examination
  1987-03-24