Best Investors Account Sign in
Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-04
MT RA APPROVED 2015-10-13
  • TX RA
    APPROVED_RES
    Since 2018-10-04
  • MT RA
    APPROVED
    Since 2015-10-13

Branch Locations

176 Timberwolf Pkwy, Kalispell, MT 59901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Kalispell MT 11/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-09
S63 Uniform Securities Agent State Law Examination 1987-04-02
  • S65 Uniform Investment Adviser Law Examination
    2015-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-04-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Kalispell, MT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor